Valuing prepayment and default in a fixed-rate mortgage: A bivariate binomial options pricing technique
Document Type
Article
Publication Date
1-1-1998
Abstract
This paper uses a bivariate binomial options pricing technique to value prepayment and default options in a fixed-rate mortgage. By forcing the two underlying state variables (real-estate value and spot rate of interest) to undergo transformations, a computationally simple bivariate binomial lattice is created. Compared with the finite-difference model of Kau et al. (1992, 1994), large option value differences (over 5% of the loan) are rare and occur when there is a downward-sloping term structure and slow adjustment. The smallest option value differences (less than 0.5% of the loan) tend to occur when interest-rate volatility and real estate volatility are low.
Publication Source (Journal or Book title)
Real Estate Economics
First Page
431
Last Page
468
Recommended Citation
Hilliard, J., Kau, J., & Slawson, V. (1998). Valuing prepayment and default in a fixed-rate mortgage: A bivariate binomial options pricing technique. Real Estate Economics, 26 (3), 431-468. https://doi.org/10.1111/1540-6229.00752